Disclosures and Form ADV
This website is a publication of ZEGA Investments, LLC. Information presented is believed to be factual and up-to-date, but we do not guarantee its accuracy and it should not be regarded as a complete analysis of the subjects discussed.
A professional advisor should be consulted before implementing any of the investment strategies presented. Information on this website is not an offer to buy or sell, or a solicitation of any offer to buy or sell the securities mentioned herein. Content on this website does not involve the rendering of personalized investment advice, but is limited to the dissemination of general information on products and services. All expressions of opinion reflect the judgement of the authors as of the date of publication and are subject to change.
Hyperlinks on this website point to sites beyond this web site. We provide these links as a convenience only and disclaim any responsibility for the accuracy of information on those other websites. Information on this website is directed toward U.S. residents only. ZEGA Investments, LLC is registered with the United States Securities and Exchange Commission as a registered investment adviser.
Investment advisory services offered through ZEGA Investments, LLC a registered investment adviser. The firm only transacts business in states where it is properly notice filed, or is excluded or exempted from registration requirements. Registration does not constitute an endorsement of the firm by securities regulators nor does it indicate that the adviser has attained a particular level of skill or ability. Brokerage Services offered through Charles Schwab & Co., Inc. member FINRA/SIPC/NFA ("Schwab"). Schwab is an independent and unaffiliated SEC-registered broker-dealer and FINRA member.
Asset allocation and diversification do not ensure or guarantee better performance and cannot eliminate the risk of investment losses.
Performance results are presented net-of-advisory fees and reflect the reinvestment of dividends and capital gains. Past performance may not be indicative of future results. Therefore, no current or prospective client should assume that the future performance of any specific investment (including the investments and/or investment strategies recommended and/or purchased by adviser), or product made reference to directly or indirectly on this website, or indirectly via link to any unaffiliated third-party website, will be profitable or equal to past performance levels.
All investment strategies have the potential for profit or loss. Changes in investment strategies, contributions or withdrawals may materially alter the performance and results of your portfolio. Different types of investments involve varying degrees of risk, and there can be no assurance that any specific investment will either be suitable or profitable for a client’s portfolio.
No client or prospective client should assume that any information presented and/or made available on this website serves as the receipt of, or a substitute for, personalized individual advice from the adviser or any other investment professional. Historical performance results for investment indexes and/or categories generally do not reflect the deduction of transaction and/or custodial charges or the deduction of an investment-management fee, the incurrence of which would have the effect of decreasing historical performance results.
Economic factors, market conditions, and investment strategies will affect the performance of any portfolio and there are no assurances that it will match or outperform any particular benchmark.